Regulatory technology that makes compliance faster, more consistent and easier to prove
Onboarding checks, regulatory returns, compliance calendars and evidence management for financial institutions, fintechs and regulated businesses.
Compliance teams in financial services face growing obligations with limited resources. Much of the work is repetitive: collecting documents, checking lists, preparing returns and proving that controls ran.
Our RegTech solutions automate that work:
- KYC and KYB onboarding. Identity verification, business registry checks, beneficial ownership capture, screening and risk scoring.
- Regulatory reporting. Returns prepared automatically from source systems, validated and submitted on schedule.
- Compliance calendar. Every filing, renewal, audit and review with owners, deadlines and reminders.
- Policy and attestation. Policies, procedures and staff acknowledgements with version history.
- Evidence repository. Control evidence organised for regulators, auditors and the board.
RegTech pairs naturally with our transaction monitoring and cross-border payments compliance solutions.
Key features
Available as a branded, customised build or as an off-the-shelf licence.
- KYC verificationIdentity document checks, liveness and database verification.
- KYB and beneficial ownershipBusiness registry checks and ownership structure capture.
- Customer risk assessmentRisk scoring at onboarding with periodic review triggers.
- Ongoing due diligencePeriodic refresh and event-driven reviews.
- Regulatory returns automationReturns built from source data with validation rules.
- Compliance calendarDeadlines with owners, reminders and escalation.
- Policy managementVersion control, approvals and staff attestation.
- Breach and incident registerRecord, assess and report incidents.
- Evidence repositoryOrganised control evidence for audits and inspections.
- Regulatory change trackingLog new rules, assess impact and track implementation.
Reports and automated email reporting
Reports run on schedule and land in the right inboxes as PDF or Excel, with live dashboards for anyone who needs the detail.
- Onboarding pipelineApplications by status, risk level and time to approve.
- Periodic review statusReviews due, overdue and completed.
- Returns submittedFiling status and deadlines, emailed to compliance weekly.
- Compliance dashboardOpen issues, incidents and actions by severity.
- Board compliance reportQuarterly summary for the board risk committee.
Questions about regulatory technology (regtech)
Can RegTech automate our regulatory returns?
Yes. Returns are generated from your source systems with validation checks, and a compliance officer reviews and approves before submission.
Does KYC include beneficial ownership?
Yes. KYB onboarding captures ownership structures and screens ultimate beneficial owners.
Is RegTech only for banks?
No. Payment companies, lenders, insurers, investment firms and other regulated businesses use the same tools.
Works well with
Financial transaction monitoring
Real-time AML and fraud rules, screening, risk scoring, case management and regulatory reports.
Learn moreCross-border payment solutions
Remittance and B2B corridors, FX, compliance processes, end-to-end tracking and partner settlement.
Learn moreInternal controls, productivity and reporting
Approval limits, segregation of duties, audit trails, KPI dashboards, scheduled reports and staff communication.
Learn moreReady to put the right software to work?
Tell us how your business runs today. We will show you what can be live this week, and what a bespoke build would look like.